Investment Fraud Lawyers

Investment Fraud Lawyers is led by founding partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) of Haselkorn & Thibaut, P.A. Former Wall Street defense attorneys and previously licensed securities brokers, they now represent individual investors nationwide in FINRA arbitration and securities litigation. The firm focuses on investment fraud and securities cases involving broker misconduct, unsuitable recommendations, and fraudulent schemes, with an approximately 98% success rate across hundreds of matters and more than 95 years of combined securities law experience. From offices in Florida, New York, Arizona, Texas, and North Carolina, the firm typically handles investor cases on a contingency‑fee basis — there is no attorney’s fee unless a financial recovery is obtained.

Stockbroker Misconduct Unraveling the Red Flags

Stockbroker Misconduct: Unraveling the Red Flags

Stockbroker Misconduct is unethical behavior, lacking transparency. It harms investors the most. Such misdemeanors may include unauthorized trades, false representation, too much trading (churning), or inappropriate advice. Brokers breaking the clients’ trust and concealing facts on fees/commissions come under this misconduct. They might even commit fraud resulting in great losses to investors. It’s important to […]

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FINRA Complaints Unveiled: A Comprehensive Guide for Investors

FINRA Complaints Unveiled: A Comprehensive Guide for Investors

The Financial Industry Regulatory Authority (FINRA) is a self-regulatory body tasked with the responsibility of supervising securities firms and financial professionals in the U.S. Its primary aim is safeguarding investors by ensuring broker-dealers, investment, and their employees operate in a manner that is fair, ethical, and in compliance with relevant laws and regulations. FINRA has

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Lighthouse Capital Group: A Closer Look at Complaints and Lawsuits

Lighthouse Capital Group, a financial advisory firm, has been the subject of numerous complaints and lawsuits in recent years. Haselkorn & Thibaut is currently examining possible cases of investment fraud involving clients of Lighthouse Capital Group, LLC (Lighthouse Capital Group), a firm based in Pasadena, California. In May 2023, Lighthouse Capital Group agreed to an

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Unsuitable Investments

Unsuitable Investments: Identifying and Understanding High-Risk Investments

Investors are always looking for ways to grow their wealth in the financial world. However, investing in the wrong options can lead to significant financial losses and even bankruptcy. One of the most crucial things investors must do is understand unsuitable investments. Financial advisors and firms must have a reasonable basis to believe that the

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Centaurus Financial: Reviews, Complaints, Loss Recovery & Regulatory Actions

Centaurus Financial: Reviews, Complaints, Loss Recovery & Regulatory Actions

Navigating the world of financial services can be overwhelming, especially when it comes to choosing the right firm to handle your investments. Centaurus Financial is one such firm, with a diverse client base and a wide range of investment strategies. But what lies beneath the surface? Haselkorn & Thibaut, is currently investigating several financial advisors

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