Haselkorn & Thibaut Opens Investigation into John Russo of Dominari Securities LLC (New York, NY) If you are an investor seeking information about John Russo, a financial advisor licensed with Dominari Securities LLC in New York, NY, good news: Haselkorn & Thibaut, a national investment fraud law firm with over 50 years of combined experience […]

Haselkorn & Thibaut has commenced a thorough investigation into Jacob Harper, a former financial advisor most recently registered with LPL Financial in Laguna Niguel, California. Our objective is to provide investors with an up-to-date, factual overview of his background, alleged regulatory issues, and the implications for clients who worked with him at LPL Financial, DA

In a recent settlement, a customer dispute against Philip Miceli, a registered representative of MML Investors Services, LLC, has been resolved. The complainant alleged that Miceli provided ill-advised guidance regarding a withdrawal from her inherited IRA on or about November 17, 2023, resulting in a substantial tax liability. The complaint, filed under Case #202401040056, was

Haselkorn & Thibaut has opened an investigation into Stamford, Connecticut advisor Ron Smith (CRD# 6038062), a financial professional recently barred by FINRA following his tenure at Spartan Capital and currently listed with Sanford C. Bernstein & Company and AllianceBernstein. Who is Ron Smith? Ron Smith is a financial advisor with 12 years of experience in

Haselkorn & Thibaut Initiates Investigation into Pasadena, CA Morgan Stanley Advisor Katy Yun Zhao (CRD 5264406) Haselkorn & Thibaut, a nationally recognized investment fraud law firm (investmentfraudlawyers.com), has opened an investigation into the activities of Katy Yun Zhao, a financial advisor registered with Morgan Stanley’s Pasadena, CA branch. With concerns arising from a recently settled