James Cvetkovic Terminated from Stifel Financial

James Cvetkovic (CRD# 5387856) is a certified financial planner and investment advisor representative who was formerly associated with Stifel, Nicolaus & Company, Incorporated. However, recent events have led to his termination by the firm. This article will delve into the circumstances surrounding Cvetkovic’s termination and any complaints and lawsuits associated with his professional conduct. Background […]

James Cvetkovic Terminated from Stifel Financial Read More »

Justin Singletary (Westpark Capital) Complaint

Justin Singletary (Westpark Capital): Complaint Filed For GWG Holdings Sale

In the world of finance, trust is paramount. Investors entrust their hard-earned money to financial advisors, expecting them to act in their best interest. However, when this trust is breached, the consequences can be devastating. One such case involves Justin Singletary (CRD# 6325695), a broker formerly registered with Westpark Capital. Allegations Against Singletary Singletary has

Justin Singletary (Westpark Capital): Complaint Filed For GWG Holdings Sale Read More »

STIFEL Financial

Stifel Financial Ordered to Pay $3.2M Over Broker Joseph Crespi’s “Predatory Sales Practices” Towards Elderly Investors

Recently, Stifel, Nicolaus & Co., referred to as Stifel Financial, was fined $3.2 million by the Massachusetts state securities regulator for ignoring red flags about a broker, Joseph Crespi, who was allegedly engaged in “predatory sales practices” towards elderly investors. The regulator also censured the company for public and ordered it to pay restitution to

Stifel Financial Ordered to Pay $3.2M Over Broker Joseph Crespi’s “Predatory Sales Practices” Towards Elderly Investors Read More »

Client Files $800K Complaint Against Duncan MacEachern

Client Files $800K Complaint Against Duncan MacEachern (Celtic Wealth Management Group)

Duncan MacEachern, a financial advisor with over 34 years of experience in the securities industry, has recently come under scrutiny due to a pending complaint alleging damages of $800,000. MacEachern, based in Royal Oak, Michigan, has been a broker and an investment advisor with LPL Financial since March 2021, doing business as Celtic Wealth Management

Client Files $800K Complaint Against Duncan MacEachern (Celtic Wealth Management Group) Read More »

Scroll to Top