In a recent development, Grove Point Investments, LLC and William Schumann, a registered representative with Cetera Financial Specialists LLC (CRD 1604894), are facing allegations of unsuitability, overconcentration, breach of fiduciary duty, and negligence in relation to the NorthStar Healthcare Income REIT. The Statement of Claim, filed on behalf of nine claimants, alleges that the activity […]

Edward Joseph Villanyi, Stifel, Nicolaus & Company – Investor Investigation in Indianapolis, IN Haselkorn & Thibaut, a leading national investment fraud law firm, has initiated an investigation into Edward Joseph Villanyi (CRD #2348401), a financial advisor based in Indianapolis, Indiana and currently affiliated with Stifel, Nicolaus & Company, Incorporated. If you are an investor with

Haselkorn & Thibaut Opens Investigation into Independence, Missouri Financial Advisor Susan Butler   Haselkorn & Thibaut, a national investment fraud law firm with over 50 years of experience, has opened an investigation into Independence, Missouri financial advisor Susan Butler (CRD# 6222652) following a recent investor complaint alleging misappropriation of funds. If you’ve worked with Ms.

Jason Seurer, a broker and investment advisor with Landolt Securities, Inc. (CRD 28352), is facing a pending customer dispute allegation related to the sale of GWG L Bonds. The complaint, filed on January 5, 2024, comes nearly two years after GWG Holdings Inc. filed for Chapter 11 bankruptcy protection. The customer alleges that her purchases

Jonathan R. Prestridge (CRD 4554166) — Cetera Wealth Services Advisor Under Review Haselkorn & Thibaut, a national law firm specializing in investment fraud and securities arbitration, has opened an investigation into Baton Rouge, LA-based financial advisor Jonathan R. Prestridge of Cetera Wealth Services, LLC. If you are a client, former client, or concerned investor who