Financial Advisor Lost My Money

Merrill Lynch Advisor Tanya Tang Under Investigation Following Client Complaint

Haselkorn & Thibaut has opened an investigation into San Marino financial advisor Tanya Tang and her activities at Merrill Lynch. If you’ve worked with Ms. Tang or have concerns about your investments, understanding the details of recent allegations and potential red flags can help protect your financial future. Understanding the Recent Investor Complaint Against Tanya […]

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Financial Advisor Lost My Money

Advisor Howard Roth Faces $125,000 Energy Investment Complaint at David Lerner Associates

Investigation Alert: Howard Roth of David Lerner Associates Faces Energy Investment Complaint Haselkorn & Thibaut has opened an investigation into Howard Roth (CRD# 867754), a financial advisor with David Lerner Associates in White Plains, New York, following a recent investor complaint alleging substantial losses from energy investment recommendations. Understanding the Recent Complaint Against Howard Roth

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Financial Advisor Lost My Money

Oakwood Capital Advisor Jeffrey Schuur Faces FINRA Action Over Senior Annuities

Investigation Into Jeffrey Schuur of Oakwood Capital: What Investors Need to Know Haselkorn & Thibaut has opened an investigation into Jeffrey Schuur, a financial advisor registered with Oakwood Capital in St. Louis Park, Minnesota. This investigation follows recent regulatory action by the Financial Industry Regulatory Authority (FINRA) concerning unsuitable variable annuity recommendations made to senior

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Ryan Beishuizen of Securities America Faces Misleading Investment Risk Allegations Amid Client Dispute

Ryan Beishuizen, a broker and investment advisor with Securities America, Inc., is facing allegations of misconduct from a client who claims he was misled about the risks associated with his investments. The customer dispute, filed on January 9, 2024, alleges that Beishuizen told the client he “would never lose money” on his investments. The client

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Financial Advisor Lost My Money

Idaho Broker Jason Hawke Faces Investigation After D.H. Hill Securities Termination

Jason Steven Hawke (Meridian, ID): What Investors Need to Know About the Former D.H. Hill Securities Broker Haselkorn & Thibaut, a leading national investment fraud law firm, has opened an investigation into Jason Steven Hawke (CRD #4177415), a former stockbroker based in Meridian, Idaho who was recently employed with D.H. Hill Securities, LLLP. If you

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