Haselkorn & Thibaut has opened an investigation into Diana Leon, a financial advisor currently registered with Osaic Wealth in Gaithersburg, Maryland. If you’ve worked with Ms. Leon or have concerns about your investments, understanding her regulatory history and recent complaints can help you make informed decisions about your financial future. Understanding Diana Leon’s Professional Background […]

Bradley Morgan Holts, Beaumont, TX – Former World Capital Brokerage Advisor: What Investors Need to Know Haselkorn & Thibaut, a national law firm focused on investment fraud, has opened an investigation into complaints and regulatory actions involving Bradley Morgan Holts, a former broker at World Capital Brokerage, Inc. in Denver, CO. If you invested with

Timothy Lee Claypool, Amarillo, TX – An Investor’s Guide to His Background and Red Flags (Northwestern Mutual Investment Services) Haselkorn & Thibaut, a national investment fraud law firm, has recently opened an investigation into Timothy Lee Claypool, a former financial advisor based in Amarillo, Texas, with a history at Northwestern Mutual Investment Services, LLC. If

Vincenzo P. Garganese, MML Investors Services – Investor Alert for Portland, ME Clients Haselkorn & Thibaut, a national law firm focusing on securities fraud and investment loss recovery, is currently investigating Vincenzo P. Garganese (CRD# 6760844), a Portland, Maine-based financial advisor with MML Investors Services, LLC (CRD# 10409). If you have invested with Mr. Garganese,

Investigation Alert: Understanding Jason Nardella’s Recent Investor Complaints at Ameriprise Financial Services Haselkorn & Thibaut has opened an investigation into Naples, Florida-based financial advisor Jason Nardella (CRD# 2931678) following recent investor complaints alleging unauthorized trading activities. If you’ve worked with Jason Nardella at Ameriprise Financial Services and have concerns about your investments, this report provides