Cory Weiser, a broker and investment advisor at MML Investors Services, LLC (CRD #10409) in Florida, is facing allegations of misrepresentation related to the sale of variable annuities in 2023. The complainants allege that Weiser omitted crucial information about the income benefits they would lose by terminating their existing variable annuities to purchase new products […]

Haselkorn & Thibaut, a national law firm with a 98% success rate, millions recovered, and over 95 years of experience, has opened an investigation into recent investor complaints and regulatory sanctions involving Luke Foster Lannister (CRD #6317373), a former financial advisor in Rockville, MD, most recently associated with Grove Point Investments, LLC (formerly H. Beck).

Shaun Floresca, a broker and investment advisor associated with LPL Financial LLC (CRD 6413) since November 12, 2012, is facing a pending customer dispute filed on January 2, 2024. The customer alleges that an investment made in 2014, involving a real estate security, was inappropriate for their investment objectives and risk tolerance. Floresca, who holds

Ian McElreath (CRD# 4754189) – Emerson Equity – Portland, Maine & Tampa, Florida Haselkorn & Thibaut, a leading national investor law firm, has launched an investigation into Ian McElreath, a former financial advisor associated with Emerson Equity, following recent investor complaints and questions regarding his conduct. If you have suffered investment losses involving Ian McElreath,

Haselkorn & Thibaut has opened an investigation into broker Lawrence Aloysius Whipple III (CRD #2701809), formerly of Merrill Lynch, Pierce, Fenner & Smith Incorporated in Wayzata, MN. If you’ve worked with Lawrence (also known as Trey Whipple) and have questions about your investments or your account history, you are not alone. Investor concerns are mounting