Randall Harris Of LPL Financial Faces Scrutiny Over Annuity Withdrawal Penalty Disclosure Allegations
Randall Harris, a broker and investment advisor associated with LPL Financial LLC (CRD 6413), is facing allegations from a customer who claims that withdrawal penalties for annuities purchased in September 2021 were not properly disclosed at the time of sale. The customer dispute, filed on January 25, 2024, was ultimately denied, but the allegations have […]

