In a recent development, a customer dispute has been filed against Kyle Wittgren, a former broker with NYLife Securities LLC (CRD 5167) in Texas. The allegation, currently pending resolution, revolves around the sale of five variable universal life insurance policies in December 2021. The trustee alleges that Wittgren failed to present alternative options, limiting the […]
Haselkorn & Thibaut, a national investment fraud law firm, has opened an investigation into East Hills, NY financial advisor Douglas Jordan Licari (CRD# 1081503) and his current employer, MML Investors Services, LLC. If you’ve worked with Mr. Licari or have concerns about your investments, understanding his regulatory history can help you make informed decisions about
In June 2025, investors in the Easterly ROCMuni High Income Municipal Bond Fund (tickers RMJAX, RHHIX, RMHVX) witnessed one of the most devastating municipal bond fund collapses in recent history. What was marketed as a safe, tax-advantaged income investment instead delivered catastrophic losses, with the fund’s Net Asset Value (NAV) plummeting from $6.36 to $3.09
Haselkorn & Thibaut is currently representing Easterly ROCMuni investors and leading the investigation into these significant losses. If you invested in the Easterly ROCMuni High Income Municipal Bond Fund (RMJAX), you experienced a substantial decline in your investment value during June 2025. The fund’s performance during this period resulted in significant losses that affected many
Easterly ROCMuni: What Happened And What Investors Need T… Read More »
Haselkorn & Thibaut, a national investment fraud law firm, has opened an investigation into Meridian, Idaho financial advisor Jason Hawke (CRD# 4177415) following multiple investor complaints and regulatory disclosures. Our firm is reviewing potential claims related to unsuitable investment recommendations and other concerning conduct patterns that have emerged from his 24-year career in the securities
Idaho Advisor Jason Hawke Under Investigation After $200,000 Investor Complaint Read More »