Northstar Healthcare Income REIT

Northstar Healthcare Income REIT Losses And Recovery Options

Northstar Healthcare Income REIT was sold to many investors as an income-focused real estate investment tied to healthcare properties. Like many non-traded REITs, however, it involved significant risks, including illiquidity, complex fees, valuation uncertainty, and the possibility that investors would not be able to exit the investment when performance declined. Over time, many investors saw […]

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Challenging FINRA Claim Targets Alleged Unsuitable DST Investments

A recent FINRA arbitration claim against Oak Tree Securities, LLC has drawn attention from investors and legal professionals regarding Delaware Statutory Trusts (DSTs) and their suitability for retail investors. DSTs are specialized real estate investment vehicles that can present significant risks and liquidity challenges. On July 7, 2025, a claim was filed on behalf of

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Customer Disputes William Laury of Northwestern Mutual Over Unsuitable Investment Policy

In a recent development, a customer has filed a dispute against William Laury, a broker and investment advisor associated with Northwestern Mutual Investment Services, LLC (CRD 2881) in Pennsylvania. The customer alleges that the variable universal life policy sold to them was unsuitable and expresses dissatisfaction with the fact that the funds deposited were used

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Wells Fargo Advisor Dean Thompson Denies Unauthorized Trade Allegations

In a recent customer dispute, clients of Dean Thompson, a broker and investment advisor at Wells Fargo Clearing Services, LLC, alleged that portfolio changes were made without their authorization, resulting in losses and unauthorized fees. The complaint, which covers the period from October 13, 2022, to November 17, 2023, was denied by the firm on

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Thomas Hamlin, Somerset Securities Settle Dispute Over Unsuitable Investment Allegations

In a recent development, a customer dispute against Thomas Hamlin, a broker associated with Somerset Securities, Inc. (CRD 2493), has been settled. The allegation involved an unsuitable recommendation to purchase an iCap Equity private placement, which subsequently led to significant losses for the investor when iCap Equities filed for bankruptcy on September 12, 2023. According

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