Jason Norton, a broker and investment advisor currently employed by LPL Financial LLC, is facing allegations of unsuitable investments made for a customer in 2014. The customer dispute, filed on February 8, 2024, claims that the investments were not in line with the customer’s investment objectives and risk tolerance. The case is currently pending resolution.

Michael Bish, a broker and investment advisor with Truist Investment Services, Inc. (CRD 17499) in North Carolina, is facing a pending customer dispute filed on February 9, 2024. The client alleges that he was unaware of the transactions that occurred in his account in February 2022 due to a modification made to his existing managed

In a recent development, Bankers Life Securities, Inc. (BLS) and its affiliated insurance company, Bankers Life and Casualty Company (BLC), have been accused of unauthorized life insurance policy issuance by a client. The complaint, received on February 9, 2024, alleges that the client’s initials on the policy application were forged and resemble the penmanship of