FINRA suspended Cambridge Investment Research rep Shuai Wang for concealing a paid referral arrangement that steered clients into $495,000 in tax-oriented investments.
FINRA suspends Cambridge rep Shuai Wang over hidden $30,000 referral arrangement Read More »
Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has opened an independent investigation into Richard Joseph Perlongo (CRD #4913481), a broker previously registered with Spartan Capital Securities, LLC, Worden Capital Management LLC, and Legend Securities, Inc. in New York State. Investors who believe their accounts were mishandled, subjected to unauthorized trading, or suffered excessive
Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has initiated an independent investigation into Motaz Ashri (CRD# 8018725), a financial advisor based in Coral Gables, Florida, and currently registered with Oppenheimer & Company. As a firm of former Wall Street defense attorneys, we bring profound insider knowledge and specialized experience to help individual investors
Motaz Ashri Joins Oppenheimer After Morgan Stanley Termination Review Read More »
Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has opened an independent investigation into Markus Gracen Byrd (CRD# 2177376), an investment adviser based in Dallas, Texas, and his prior broker-dealer, Kestra Investment Services, LLC. Our firm is committed to recovering losses for investors impacted by alleged unsuitable investment recommendations, misrepresentation, discretionary trading, and overconcentration.
Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has formally opened an investigation into former financial advisor Bryon C. Martinsen (CRD #1621649), who was registered with Centaurus Financial (CRD#: 30833) in Kings Park, NY. We understand the significant distress caused by investment losses and are committed to helping clients understand their rights and avenues