Craig McDaniel, a broker and investment advisor with Capital Investment Group, Inc., is currently under investigation by the national investment fraud law firm Haselkorn & Thibaut. The firm, which has offices in Florida, New York, North Carolina, Arizona, and Texas, is offering free consultations to clients who may have suffered losses due to McDaniel’s alleged

In a recent development, a customer has filed a complaint against Robert Kilroy, a broker associated with Northwestern Mutual Investment Services, LLC (CRD 2881). The complaint, which was denied on February 16, 2024, alleges that the customer was not properly informed about the workings of a variable life insurance policy and had intended to make

John Stapleton, a broker with Spartan Capital Securities, LLC, is currently under investigation by the national investment fraud law firm, Haselkorn & Thibaut. The firm is looking into allegations of excessive commissions and fees charged by Stapleton in both equity trading and private placement investments. According to the Financial Industry Regulatory Authority (FINRA) BrokerCheck report,