In a recent development that has sent shockwaves through the investment community, a serious allegation has been leveled against financial advisor Andrew Keller and his firm, Purshe Kaplan Sterling Investments. The case, which is currently pending, revolves around a customer dispute that spans the period from 2021 to 2023. The customer alleges that Keller and […]

In a recent development that has sent shockwaves through the investment community, Bankers Life and Casualty Company (BLC), an affiliated insurance company of Bankers Life Securities, Inc. (BLS), has been accused of taking advantage of a client in the sale of multiple Premium Bonus Index Annuities (PBIA) between February 2021 and October 2022. The allegation,

Amanda Yates, a former broker with Thrivent Investment Management Inc., is facing a serious allegation from a client who claims that an annuity purchased in June 2020 was misrepresented, and the surrender schedule was not disclosed. This case, which was denied on February 27, 2024, has significant implications for investors who may have been affected