Maxwell Bull, a broker and investment advisor associated with Morgan Stanley (CRD 149777) in Colorado, is currently facing a serious customer dispute allegation. The client claims that Bull failed to follow their explicit instructions not to invest in additional REITs (Real Estate Investment Trusts) in their accounts. This allegation, filed on March 27, 2024, is […]

Tyrone Hutchinson, a broker and investment advisor with GWN Securities Inc. (CRD 128929), is currently facing a serious customer dispute allegation. The complaint, filed on March 19, 2024, by a client, claims that Hutchinson suggested an unsuitable insurance product and failed to issue the policy in the correct names. This pending dispute has significant implications

John Lord and Dempsey Lord Smith, LLC are currently under investigation by Haselkorn & Thibaut, P.A., a national investment fraud law firm, for alleged misconduct related to the sale of direct investments in DPP & LP interests. The pending customer dispute, filed on March 28, 2024, alleges rescission, breach of written contract pursuant to the

William Horak, a broker associated with Purshe Kaplan Sterling Investments, is currently facing a serious allegation of unsuitable investment regarding the sale of GWG L bonds. This pending customer dispute, filed on March 28, 2024, has the potential to significantly impact investors who have entrusted their funds with Horak and his firm. According to a