SEC Settles With Alabama Adviser Over Failed Oversight in $2.6M GraySail Fraud
A federal court in Florida entered a final consent judgment against James Blake Daughtry, resolving U.S. Securities and Exchange Commission allegations that the former Dothan, Alabama investment adviser breached his fiduciary duties to roughly 150 clients after selling his advisory practice for more than $1 million, a lifetime monthly stipend, and future stock options. Daughtry […]
SEC Settles With Alabama Adviser Over Failed Oversight in $2.6M GraySail Fraud Read More »

