Investment Fraud Lawyers

Larry (Lawrence) Labine Investigated By Investment Fraud Lawyers

Larry (Lawrence) Labine, a former financial advisor at Newbridge Securities Corporation in Scottsdale, Arizona, is facing serious allegations of misconduct and fraudulent behavior. Investors who have suffered losses due to Labine’s actions are now seeking legal recourse to recover their damages. Haselkorn & Thibaut, a national investment fraud law firm, is currently investigating Labine and […]

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Lost Money With Gerald O’Halloran?

Jerald James O’Halloran has been the subject of at least eight customer-initiated investment-related disputes, with allegations ranging from unsuitable investments and unauthorized transactions to misrepresentation and breach of fiduciary duty. These complaints span his employment with various firms, including A.G. Edwards Sons Inc., Edward Jones, and Kovack Securities Inc. In one notable case, an arbitration claim resulted

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Broker James Williams of Newbridge Securities Faced with $90k Breach of Contract Allegation

James Williams, a broker associated with Newbridge Securities CORPORATION (CRD 104065) from 06/09/2010 to the present, is facing a serious customer dispute alleging breach of contract, violation of state securities statutes, breach of fiduciary duty, and claims under common law. The pending dispute, filed on 8/21/2023, involves a substantial claim of $90,000 in damages. This

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Eric Diamond of Fidelity Brokerage Faces $25M Dispute Over Undisclosed Risks and Unsuitable Investments

Eric Diamond, a broker and investment advisor at Fidelity BROKERAGE SERVICES LLC (CRD 7784), is facing a serious customer dispute alleging a failure to disclose potential principal loss in fixed income mutual funds and unsuitability of investments. The institutional customer, an SEC-registered public company, filed the complaint on August 21, 2023, seeking damages of $25,000,000.

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Stephen Smith at Wells Fargo Accused in Major Unauthorized Trading Allegation

In a recent development, a serious allegation has been brought against Stephen Smith, a financial advisor at Wells Fargo Clearing Services, LLC. The customer dispute, filed on August 21, 2023, and currently pending, accuses Smith of violating his duties by failing to prevent unauthorized trades in the account of an elderly client with declining health.

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