Centaurus Financial Advisor Dana Hawkins Hit with Groundbreaking SEC Allegation

The seriousness of an allegation against a registered representative can have far-reaching implications for investors. Recently, the Securities and Exchange Commission (SEC) alleged that Dana Hawkins, a broker at Centaurus Financial, Inc., potentially violated Rule 151-1(a) of the Securities Exchange Act of 1934, known as Regulation Best Interest, by failing to comply with the Care […]

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What is going on with Peakstone Realty Trust (PKST) Formely Griffin Realty Trust

Peakstone Realty Trust (PKST) Formely Griffin Realty Trust Loss Recovery

As a former financial advisor who now works with the law firm Haselkorn & Thibaut, InvestmentFraudLawyers.com, I have a unique perspective on the challenges investors face in Peakstone Realty Trust, formerly Griffin Realty Trust. As a financial advisor, I witnessed firsthand how the REIT was often misrepresented to clients as a conservative, low-risk investment option

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Shocking Allegations Against John Lowry and Spartan Capital Securities Uncovered

In an increasingly complex financial world, allegations of malpractice are a serious concern for both investors and financial advisors alike. One such allegation has recently come to light, involving John Lowry, the CEO of SPARTAN CAPITAL SECURITIES, LLC. This case underscores the importance of vigilance and understanding in navigating the financial landscape. The Seriousness of

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Understanding the New DOL Fiduciary Rule: What Investors Need to Know

The U.S. Department of Labor (DOL) has finalized new regulations that expand the definition of who qualifies as a fiduciary under the Employee Retirement Income Security Act (ERISA). This change will bring more investment advisers under the purview of federal benefits law, potentially impacting how investors receive advice and manage their retirement accounts. As an

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John Stapleton from Spartan Capital Securities Faces Serious Allegations

Allegations of financial misconduct are serious matters that can significantly impact investors. One such case that is currently under investigation involves John Stapleton, a broker with SPARTAN CAPITAL SECURITIES, LLC. The allegation, filed on 8/24/2023, is pending and involves charges of negligence, unsuitability, and failure to supervise, with a claimed loss of $84,688.00. The case

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