Minnesota Investment Fraud Attorney: Recover Your Losses

Minnesota investors have access to both federal securities laws and state-level regulatory oversight designed to protect them from financial misconduct. When brokers, advisors, or firms engage in fraudulent practices, investors need a legal team that understands the complexities of securities litigation. Haselkorn & Thibaut, P.A. represents investment fraud victims across Minnesota, including Minneapolis, St. Paul. […]

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Pierre Economacos Faces SEC Allegations – What This Means for Your Investments

On September 18, 2023, the Securities and Exchange Commission (“Commission”) instituted cease-and-desist proceedings against Pierre Economacos, a registered representative at a registered broker-dealer (the “Firm”). The seriousness of this allegation arises from Economacos’s failure to report suspicious and unusual transactions in a brokerage account of his long-time customer (the “Customer”). These transactions surrounded the announcement

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Uncovered: Richard Urciuoli, Summit Planning in Hot Water over Unsuitable Investments

The Securities and Exchange Commission (SEC) recently instituted public administrative and cease-and-desist proceedings against Summit Planning Group, Inc. (Summit) and Richard Urciuoli, the firm’s sole owner and investment advisor representative. This measure was deemed appropriate and in the public interest, given the seriousness of the allegations against them. Allegation’s Seriousness and Case Information The allegations

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Massachusetts Investment Fraud Attorney: Recover Your Losses

Massachusetts investors have access to both federal securities laws and state-level regulatory oversight designed to protect them from financial misconduct. When brokers, advisors, or firms engage in fraudulent practices, investors need a legal team that understands the complexities of securities litigation. Haselkorn & Thibaut, P.A. represents investment fraud victims across Massachusetts, including Boston, Worcester. Over

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Allegations and Losses: Marco Diflorio’s Scandal at NYLIFE SECURITIES LLC Exposed

Investors are advised to take allegations of financial malpractice seriously, as these can have far-reaching implications on their investments. A recent case involving a financial advisor, Marco Diflorio, and his company, NYLIFE SECURITIES LLC, highlights the gravity of such allegations. The customer dispute, settled on 9/19/2023, alleged that the customer was misled about surrender charges

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