FINRA Fines Long Island Financial Group

FINRA Fines Long Island Financial Group for Reg BI Noncompliance

A broker-dealer was penalized by the Financial Industry Regulatory Authority (FINRA) for suspected violations of Regulation Best Interest (Reg BI), which shows the self-regulator is now actively going after businesses. Recently, IBM settled with three people over alleged violations of Reg BI. Reg BI, enacted by the Securities and Exchange Commission in June 2020, mandates […]

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Business Development Corporation of America (BDCA)

BDCA (Business Development Corporation of America) Losses Surge

Investors that own the Business Development Corporation of America (BDCA) are seeing massive losses. BDCA is a non-traded business development company (BDC) that focuses on senior secured loans with middle-market companies. A non-traded BDC does not trade like a stock or a bond on a national exchange. It is generally considered risky, complex, and illiquid because

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Peakstone Realty Trust Stock Splits (Griffin Realty Trust)

The nationally recognized investment fraud law firm Haselkorn & Thibaut is actively looking into possible securities cases and has a success rate of 98%. The main point of discussion is the potential legal ramifications for brokerage companies improperly recommending Peakstone Realty Trust Inc. (formerly known as Griffin Realty Trust) to their investors. Peakstone Realty Trust’s

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