Investment Fraud Lawyers

Cuso Financial Services Investigated By Investment Fraud Lawyers

The law firm of Haselkorn & Thibaut, P.A., a national investment fraud law firm, has initiated an investigation into Gerald T. (“JT”) Coyne and Cuso Financial Services, L.P. This San Diego, CA-based firm is currently under scrutiny due to three disclosures related to regulatory events, as documented on the Financial Industry Regulatory Authority’s (FINRA) Brokercheck. […]

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Brian Engstrom | Stifel, Nicolaus & Co: SUSPENDED

Haselkorn & Thibaut, P. A., is investigating potential sales practice and supervision issues related to a former financial advisor, Brian Engstrom who was previously with Oppenheimer & Co., Inc. (2002-2016) and with Stifel, Nicolaus & Company (2016-2020) in Tampa, FL. The attorneys of Haselkorn & Thibaut have been investigating potential sales practice and supervision issues

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Chad Burroughs and Burroughs Investment Group

Chad Burroughs, Former Lincoln Investment Advisor, Sentenced

Update: Chad Burroughs, according to 4/17/20 reports at Hartford Business Journal, was sentenced to 33 months in prison, to be followed by three years of supervised release. This stems from his misappropriation of $575,000 from his investment clients. He is currently free on a $100,000 bond and expected to report to prison on June 1,

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Janney Montgomery Scott - John Cahill Investigation

Janney Montgomery Scott – John Cahill INVESTIGATED

Haselkorn & Thibaut, P. A., is investigating potential sales practice and supervision issues related to a former financial advisor, John J. Cahill who was previously with Janney Montgomery Scott LLC (2013-2019) in Upper Saddle River, NJ. The attorneys of Haselkorn & Thibaut have been investigating potential sales practice and supervision issues relating to John J.

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First Trust MLS and Energy Income Fund (FEI) Investor Notice

The Haselkorn & Thibaut is investigating potential sales practice violations by financial advisors who were recommending First Trust MLS and Energy Income Fund (FEI) and similar energy sector-related investments to main street investors. The recent trading in FEI had been relatively steady above the $11.00/share range for years. Through 2019, and into February 2020 that

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