Financial Advisor Fraud

Haselkorn & Thibaut has opened an investigation into David Glen Roessner, a financial advisor in Oak Ridge, Tennessee, currently affiliated with Cetera Investment Services LLC and Cetera Investment Advisers LLC. If you are an investor who has worked with Mr. Roessner, understanding his professional background, history of complaints, and what this means for your investments […]

Haselkorn & Thibaut has opened an investigation into Stefan Ara Shimshidian, a formerly registered broker based in White Plains, NY who was most recently affiliated with Cabot Lodge Securities LLC. Investors who worked with Mr. Shimshidian and have experienced losses, especially related to GWG L-bond investments, may have viable recovery options. This comprehensive research report

Josh Jaffe – Steward Partners Advisor in Newark, Ohio: Essential Facts for Investors Haselkorn & Thibaut, a national investment fraud law firm with over 50 years’ experience and a 98% success rate, has opened an investigation into Josh Jaffe (CRD# 5085863) of Steward Partners in Newark, Ohio. If you have worked with Mr. Jaffe or

Haselkorn & Thibaut (investmentfraudlawyers.com), a nationally recognized securities and investment fraud law firm, is investigating Charles Lewis, a financial advisor formerly registered with Wells Fargo Clearing Services, LLC. If you invested with Charles Lewis, now is an important time to understand his regulatory history, potential red flags, and your options to protect your interests. The

Haselkorn & Thibaut, a nationally recognized investment fraud law firm, has recently opened an investigation into Douglas Duane Nelson, a registered broker and investment advisor currently based in Pahrump, Nevada with LPL Financial LLC. If you have invested with Douglas Duane Nelson or were a client at LPL Financial or his former broker-dealers, we invite