Financial Advisor Fraud

Complaint Against Financial Advisor

Alex James Former Allstate and Voya Financial Advisor Investigation

Haselkorn & Thibaut, P. A., is investigating potential sales practice and supervision issues related to former financial advisor, Alexander (Alex) James who was previously employed with Allstate Financial Services (2017-2020) in West Palm Beach, FL and with Voya Financial Advisors (2012 – 2017) in Palm Beach Gardens, FL. The attorneys of Haselkorn & Thibaut, P.A. […]

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Linan Abrego, Merrill Lynch Financial Advisor

Linan Abrego, Merrill Lynch Financial Advisor, Barred For Misappropriating Client Funds

According to the Financial Industry Regulatory Authority (FINRA) Brokercheck, former Merrill Lynch Financial Advisor, Linan Abrego was barred by FINRA for her failure to cooperate with securities regulators in not appearing for on-the-record testimony that was part of FINRA’s investigating allegations that she misappropriated client funds. Linan Abrego was discharged by Merrill Lynch in June

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Paul Mauro SagePoint Financial

Paul Mauro SagePoint Financial Claims Investigation

Haselkorn & Thibaut law offices (InvestmentFraudLawyers.com) are investigating broker Paul Mauro and SagePoint Financial from Westborough, Massachusetts. According to the BrokerCheck report, Mauro was subject to nine customer disputes, two regulatory actions, and one criminal matter during his career.   InvestmentFraudLawyers.com is currently investigating SagePoint also regarding it’s sale of GPB Capital to investors. According to

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Harvest Volatility Management Collateral Yield Enhancement Strategy

Harvest Volatility Management Collateral Yield Enhancement Strategy -Harvest CYES

Haselkorn & Thibaut, P.A., (InvestmentFraudLawyers.com) has announced its investigation into the Harvest Volatility Management Collateral Yield Enhancement Strategy (“Harvest CYES”) that Merrill Lynch Wealth Management’s customers purchased. Merrill Lynch is a division of Bank of America Corp. (NYSE: BAC) that offers broker-dealer services. Harvest CYES was sold to Merrill Lynch’s brokerage customers as a managed

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