Financial Advisor Fraud

Haselkorn & Thibaut has opened an investigation into Katherine Greer Nishnic, a financial advisor and broker registered with Centaurus Financial, Inc. in Lexington, South Carolina. If you are an investor who has worked with Ms. Nishnic, understanding the background, history of customer complaints, and how to protect your interests is crucial. Katherine Greer Nishnic – […]

Haselkorn & Thibaut has launched an investigation into Michael Graham, a former LPL Financial advisor who operated out of El Paso, Texas. If you or someone you know invested with Michael Graham or have concerns about your investments through LPL Financial, read on to learn the most up-to-date background on the advisor, a summary of

Haselkorn & Thibaut Opens Investigation into John Russo of Dominari Securities LLC (New York, NY) If you are an investor seeking information about John Russo, a financial advisor licensed with Dominari Securities LLC in New York, NY, good news: Haselkorn & Thibaut, a national investment fraud law firm with over 95 years of combined experience

Haselkorn & Thibaut has commenced a thorough investigation into Jacob Harper, a former financial advisor most recently registered with LPL Financial in Laguna Niguel, California. Our objective is to provide investors with an up-to-date, factual overview of his background, alleged regulatory issues, and the implications for clients who worked with him at LPL Financial, D.A.

In a recent settlement, a customer dispute against Philip Miceli, a registered representative of MML Investors Services, LLC, has been resolved. The complainant alleged that Miceli provided ill-advised guidance regarding a withdrawal from her inherited IRA on or about November 17, 2023, resulting in a substantial tax liability. The complaint, filed under Case #202401040056, was