Financial Advisor Fraud

At Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, we have opened a formal investigation into Cody Moran (CRD# 6939984), a financial advisor currently registered with Bankers Life Securities in Cedar Rapids, Iowa. Our attorneys are concerned by the number and nature of investor complaints revealed in his record, particularly those involving allegations of […]

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has launched an active investigation into Tim O’Brien (CRD# 5798481), a financial advisor based in Colorado Springs, Colorado. Currently registered with Ausdal Financial Partners (doing business as TK Financial Services), Mr. O’Brien’s record reveals multiple investor complaints and significant settlements that demand close scrutiny from any

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers has opened an investigation into Samuel Duckett (CRD# 5820876), a financial advisor based in Austin, Texas, who is registered with Morgan Stanley and affiliated with Graystone Consulting at Morgan Stanley. Our attorneys are scrutinizing recent allegations related to his handling of option strategies and the regulatory

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has initiated an investigation into Matt White (CRD# 3039904), a financial advisor based in Baytown, Texas. Matt White is currently registered with Cetera as both a broker and investment adviser, and he is the owner of True North Private Wealth Partners. Our attorneys have received inquiries

Key Takeaway: Edwin Emmett Lickiss Jr., a 78-year-old former broker, pleaded guilty to wire fraud and money laundering for running a $9.5 million Ponzi scheme through bogus promissory notes. He faces at least six years in prison. If you lost money in a promissory note investment or suspect broker fraud, you may have options to