Financial Advisor Fraud

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has opened an independent investigation into Samuel Wajner (CRD #1248953), a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Florida. If you are an investor concerned about your accounts or recent disclosures, we encourage you to learn how our insider experience and advocacy […]

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers has launched an independent investigation into Sung Moo Cho (CRD# 5015906), a former New York City-based financial advisor most recently registered with Citigroup Global Markets (Citi). Our attorneys are leveraging decades of insider knowledge from Wall Street defense to examine concerns about customer losses, alleged misappropriation

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has officially opened an investigation into financial advisors Paul McIntyre (CRD# 1002368) and Al Dinicola (CRD# 1305518), both based in Lake Oswego, Oregon, and their recommendations while affiliated with MSC BD. Our attorneys are leveraging our insider knowledge from decades on Wall Street to focus on

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has launched a formal investigation into recent allegations against Chicago, Illinois financial advisors Steven Arnold (CRD# 710263) and Michael Steinthal (CRD# 435071), both currently registered with Quincy Wells Capital. We are examining investor complaints and reviewing whether these brokers met their obligations under industry standards, including

FINRA barred Sung Moo Cho, also known as Sam Cho, after he refused to produce documents in an investigation into alleged $3.5 million misappropriation, forgery, and falsified firm records at Ameriprise and Citigroup.