Financial Advisor Fraud

LPL Financial Advisor Bradley Gardner Faces Serious Allegations of Unsuitable Investment Recommendations In a recent development that has sent shockwaves through the investment community, Bradley Gardner, a former financial advisor associated with LPL Financial LLC, is facing grave allegations of providing unsuitable investment recommendations to clients. The complaint, filed by a plaintiff, asserts that from […]

Scott Olson, a broker and investment advisor associated with INNOVATION PARTNERS LLC (CRD 146344), is facing a serious customer dispute allegation that could have significant implications for investors. According to FINRA’s BrokerCheck report, the complaint, filed on March 29, 2024, alleges that the investments recommended by Olson were unsuitable and not in line with the

Haselkorn & Thibaut, P.A., a national securities law firm focused on helping investors recover losses, has opened an investigation into financial advisor Scott Edward Seltzer (CRD 2724643). The review follows a customer dispute involving allegedly unsuitable investment recommendations made during Seltzer’s time at J.P. Morgan Securities LLC. For investors who worked with Scott Seltzer, understanding

The Oklahoma Department of Securities has launched an investigation into the activities of former broker and investment advisor Rhett Wood, who was associated with GRADIENT SECURITIES, LLC (CRD 127701) from March 25, 2013, to January 10, 2014. The investigation centers around clients’ investments in non-traded real estate investment trusts (REITs), raising serious concerns for investors