Financial Advisor Fraud

Haselkorn & Thibaut, P.A., a National Securities law firm focused on helping investors recover losses, has opened an investigation into financial advisor Scott Edward Seltzer (CRD 2724643). The review follows a customer dispute involving allegedly unsuitable investment recommendations made during Seltzer’s time at J.P. Morgan Securities LLC. For investors who worked with Scott Seltzer, understanding […]

The Oklahoma Department of Securities has launched an investigation into the activities of former broker and investment advisor Rhett Wood, who was associated with GRADIENT SECURITIES, LLC (CRD 127701) from March 25, 2013, to January 10, 2014. The investigation centers around clients’ investments in non-traded real estate investment trusts (REITs), raising serious concerns for investors

In a recent development, a serious allegation has been made against Brian Sterz, a former investment advisor, claiming that he overconcentrated client accounts in Fannie Mae (FNMA) and Freddie Mac (FMCC) securities, which were deemed unsuitable for their portfolios. The pending customer dispute, filed on August 17, 2023, involves a staggering $1.8 million in alleged

Morgan Stanley and its financial advisor Matias Cavalieri are facing a serious customer dispute alleging a breach of fiduciary duty between 2014 and 2015. The claim, filed by the estate of a deceased client, involves a staggering $2.9 million in damages. This allegation raises significant concerns for investors who have entrusted their financial well-being to