Financial Advisor Fraud

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has initiated an independent investigation into the conduct of Andrew Martz (CRD 5118326), a registered financial advisor based in Southlake, TX, and currently employed by LPL Financial LLC. If you or a loved one invested with Andrew Martz and experienced losses, you may be entitled to […]

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has opened an independent investigation into Andrew Spaventa (CRD# 6175466), a broker and investment adviser currently registered with TSG Capital Advisors and TSG Alpha Partners in Ronkonkoma, New York. Our attorneys are taking this step in response to regulatory disclosures, a pending SEC investigation, and a

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has launched a comprehensive investigation into the conduct of Bradley Heppner, former chairman and CEO of GWG Holdings, Inc., a Dallas, Texas-based Nasdaq-listed company. Our attorneys are focusing on Heppner’s actionable red flags, investor complaints, and the implications for GWG L Bond investors Nationwide. If you

A Manhattan federal jury has convicted Bradley Heppner, the former chairman of GWG Holdings Inc. and Beneficient, on all four criminal counts — closing the chapter on a fraud scheme that left thousands of retail investors holding more than $1 billion in worthless bonds. Heppner, 60, was found guilty of securities fraud, wire fraud, conspiracy

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has initiated an active investigation into Ronny Banerjee (CRD# 3112832) of Staten Island, New York, currently a registered broker with Chelsea Financial Services. Our attorneys are closely examining recent industry disclosures and potential red flags for investors affected by Mr. Banerjee’s activities and professional history. If