Financial Advisor Fraud

Last Updated: March 2026 — Boca Raton, FL Investors seeking information about Shane Alexander Appelbaum (CRD #4772668) should be aware that Haselkorn & Thibaut, a dedicated national investment fraud law firm, has opened an investigation into the activities of this advisor. If you’ve had financial dealings with Mr. Appelbaum or have questions about your investments […]

Haselkorn & Thibaut has recently initiated an investigation into Arvind Saxena, San Francisco, California financial advisor and former NYLife Securities broker-dealer representative (CRD# 7270550), to help investors understand their potential legal options and concerns arising from his career transitions and regulatory disclosures. With over 50 years’ combined experience, a 98% success rate, and millions recovered

Haselkorn & Thibaut has launched an investigation into Richard Kersting (CRD# 1835418), a Naples, Florida financial advisor affiliated with Ameriprise Financial Services. If you invested with Richard Kersting and have concerns about your investments or financial losses, we encourage you to review this research report for a comprehensive review of his background, complaints, and potential

Haselkorn & Thibaut Launches Investigation into Jon Paul Cirelli of Alexander Capital, L.P.: What Investors Need to Know Last Updated: March 2026 — West Palm Beach, FL Are you considering investing with, or have you already invested with, Jon Paul Cirelli (CRD #4729737)? Haselkorn & Thibaut — a nationally recognized investment fraud law firm with

Haselkorn & Thibaut Opens Investigation into Irvine, CA Financial Advisor John Balmer at Kingswood Capital Partners Are you an investor who has worked with John Balmer (CRD# 4569902), a financial advisor based in Irvine, California, affiliated with Kingswood Capital Partners? Haselkorn & Thibaut—an experienced, national securities fraud law firm with a 98% success rate—has launched