Financial Advisor Fraud

UBS Advisor Lands $1mm Investor Complaint

Financial Advisor George Eggers from Heights Receives $100K Complaint

Respected New Jersey-based financial advisor, George Eggers, has recently been served with an investor complaint. This relates to alleged financial advice that resulted in damages worth six figures. These allegations appear in the records of the eminent Financial Industry Regulatory Authority and Eggers is prominently placed in them due to his respected positions as a […]

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UBS Advisor Lands $1mm Investor Complaint

Options for Investors Following CoinFund Liquid Opportunities LP Losses

In the ever-evolving sphere of financial investment, July 2023 sailed on the winds of change as the US-based cryptocurrency investment firm, CoinFund, announced the successful closure of its robust $158 million Seed IV Fund LP. Surpassing their anticipated goal of $125 million, the fund shows the intense faith that a consortium of high-net-worth individuals, family

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UBS Advisor Lands $1mm Investor Complaint

Ex-Triad Mike Hensley Advisor Faces $100K Complaint

Investment Advisory Deception Allegations: Case Overview Guardian Wealth Advisors’ Mike Hensley is a seasoned financial advisor based in Raleigh, North Carolina, an industry veteran known for his expertise. But, the spark in his career has recently been dimmed by allegations related to incomplete disclosures about an investment he recommended. According to the Financial Industry Regulatory

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UBS Advisor Lands $1mm Investor Complaint

Ex-First Southern Advisor Elba Nogueras Suspended by FINRA

Broker  Faces Multiple Investor Complaints Elba Nogueras, a financial advisor formerly based in Guaynabo, Puerto Rico, has recently been the subject of several investor complaints involving Puerto Rico closed-end funds. The records of the Financial Industry Regulatory Authority (FINRA) indicate that Nogueras at one point was registered as a broker with First Southern, while a

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