If you are like most investors, you read the brochures and advertising materials where brokerage firms want to gain your trust (and your assets) by convincing you that they can help you save for your retirement, keep your money safe and secure, assist you in making wise investments, and advise you in making other critical […]
Does Your Financial Advisor Have A Conflict of Interest? Read More »
The investment being safe, secure, and liquid and the freedom to withdraw whenever required, minus a small surrender fee, were the assurances provided by broker Maria Florencia Calcena, then a registered representative of Ocean Financial Services, based on which $245K was invested by a former client in a product from Northstar Financial Services (Bermuda) Ltd.,
$245k Northstar Financial Services Complaint Against Maria Calcena (Ocean Financial) Read More »
Steven Robert Luftschein (also known as Steven Lerner), formerly an advisor with Aegis Capital Corp., has reportedly been barred from the securities industry by the Financial Industry Regulatory Authority (FINRA). This is on the back of allegations against him of excessive trading and churning in accounts of three different clients. About Steven Luftschein From 2013
Aegis Capital Advisor Steven Luftschein Barred For Churning Read More »
Haselkorn & Thibaut, P.A., is currently investigating Randall Skrabonja for his investment sales to clients and is currently representing investors who have filed complaints against him. Skrabonja is alleged to have misrepresented the risks and liquidity of investments that resulted in losses for his clients. Investors or anyone having information regarding Randall Skrabonja should contact
Randall Skrabonja Complaints and Investigation Read More »
Investors finding out that they have lost money on their investments is way too common. Losses are normal in the stock market. However, investors do not realize that their losses could be attributable to an investment fraud perpetrated by their financial advisor or stockbroker is very common. There are some warning signs that have come
5 Red Flags of Financial Advisor Investment Fraud Read More »