A FINRA arbitration panel ordered broker-dealer Arkadios Capital to pay approximately $2.7 million to Candyce Myers, a victim of the Edwin Lickiss Ponzi scheme, based on claims tied to Lickiss’s son Michael, a former Arkadios registered representative.
Arkadios Capital Ordered to Pay $2.7M in Edwin Lickiss Ponzi Scheme Arbitration Read More »
Haselkorn & Thibaut, P.A., operating as InvestmentFraudLawyers.com, has opened an independent investigation into Springville, Utah financial advisor Steve Lundquist (CRD# 1970958) of Centaurus Financial, doing business as SRT Wealth Partners. As a premier, nationwide securities litigation firm with a 98% success rate and 95+ years of combined legal experience, our attorneys are committed to uncovering
Investigation Opens Into Steve Lundquist of Centaurus Financial and SRT Wealth Partners Read More »
Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has opened a formal investigation into Mary Duncan (CRD #3001626), a financial advisor registered with J.P. Morgan Securities LLC. As dedicated investor advocates with more than 95 years of combined securities law experience, our attorneys are closely examining customer complaints and potential red flags related to
Mary Duncan of J.P. Morgan Securities LLC Faces Investor Complaint Review Read More »
Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has launched a thorough investigation into Matt Nadeau, a financial advisor based in Roseville, California (CRD# 4637541), who is currently registered with Kingswood Capital Partners and affiliated with Kingswood Wealth Advisors. As a premier national law firm dedicated to representing investors in securities fraud and mismanagement
Matt Nadeau of Kingswood Capital Partners Under Review After $180,000 DST Settlement Read More »
FINRA suspended former Wells Fargo broker Arthur Craigg McRae for exercising discretion in six customer accounts without written authorization. Learn what investors should know.
FINRA Suspends Financial Advisor Arthur Craigg McRae for Unauthorized Trading Read More »