Financial Advisor Fraud

Haselkorn & Thibaut has initiated an investigation into Mood ElAwadi, a financial advisor based in Orlando, Florida, currently registered with Wells Fargo Advisors and Wells Fargo Clearing Services. This report is designed to provide investors with an in-depth overview of Mood ElAwadi’s regulatory history, the nature of recent investor complaints, and guidance if you are […]

Haselkorn & Thibaut has opened an investigation into financial advisors and broker-dealers recommending the Easterly ROCMuni High Income Municipal Bond Fund to retail clients. Investors across the United States have experienced substantial losses after holding this fund, prompting serious questions about the suitability and disclosure standards followed by investment professionals. If you have suffered losses,

Haselkorn & Thibaut has opened an investigation into financial advisor Chong Zhang (CRD# 6444001), currently registered with Ameriprise Financial Services in Rancho Cucamonga, California. If you are an investor with concerns about your accounts or have experienced losses, this report provides important information about the advisor’s regulatory background, complaint history, and guidance on next steps.