Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has formally opened an investigation into Miami Lakes, FL-based financial advisor Samuel Izaguirre (CRD #4835113) of LPL Financial LLC. If you have suffered financial losses under Mr. Izaguirre’s management or have concerns about your investment portfolio, we urge you to reach out for a complimentary case review at 1-888-885-7162.
As former Wall Street defense attorneys, we bring insider knowledge, direct experience, and fierce advocacy to every investor case, drawing on our 98% recovery success rate, 95+ years of combined securities law experience, involvement in over $520 million in securities matters, and our reputation as Martindale-Hubbell AV Preeminent Top 2% and Super Lawyers – always on a “No recovery, no fee” basis.
Who Is Samuel Izaguirre of LPL Financial?
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Samuel Izaguirre is a stockbroker and financial advisor currently registered with LPL Financial LLC in Miami Lakes, FL, where he has been employed since 2011. His prior industry affiliations include:
- Independent Financial Partners (2015-2018)
- Chase Investment Services Corp. (2009-2011)
- WaMu Investments, Inc. (2004-2009)
Mr. Izaguirre also holds or has held positions with SI Wealth Management, S & J Family Properties, Saybrus Partners, and NexAnnuity/Reliance Standard, involving investment and insurance activities.
Why Haselkorn & Thibaut Is Investigating Samuel Izaguirre
Our attorneys have begun an independent review into Samuel Izaguirre’s conduct at LPL Financial, prompted by red flags and customer complaints concerning potential misconduct, misrepresentations, or negligence, seen in publicly available regulatory records and arbitration filings. We take these matters seriously because investors entrust their life savings and financial well-being to licensed professionals – and when a broker or investment advisor does not act in your best interest, investors deserve experienced representation to pursue recovery of lost funds.
Key Concerns Raised: Complaints, Red Flags, and Allegations
At the center of recent attention is a notable FINRA arbitration naming Samuel Izaguirre:
| Case Reference | FINRA Arbitration Case No. 20-02122 |
| Broker-Dealer | LPL Financial LLC |
| Allegations |
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| Resolution | Settled in March 2021, customer awarded $120,000 |
| Regulatory Platform | FINRA BrokerCheck |
Types of Alleged Broker Misconduct You Should Know About
- Unsuitable Recommendations (FINRA Rule 2111): Advising clients to invest in products like alternative investments and annuities that may not reflect a client’s needs, goals, or risk tolerance.
- Breach of Fiduciary Duty: Failing to act in the client’s best interest or putting firm/broker interests ahead of the client’s.
- Fraud/Misrepresentation (FINRA Rule 2020): Providing misleading or incomplete information about the risks or benefits of complex investment products.
- Unauthorized Trading: Initiating or switching investments or annuities without clear, informed consent from the investor.
If you believe you were sold complex products – such as Real Estate Investment Trusts (REITs), non-traded alternatives, or annuities – without clear explanation or suitability analysis, we urge you to act promptly. Investment losses tied to misconduct can be recoverable through FINRA arbitration.
How to Research Samuel Izaguirre and LPL Financial
Transparency is vital in securities law. If you want to independently investigate Samuel Izaguirre of Miami Lakes, FL, we recommend:
- FINRA BrokerCheck: Enter “Samuel Izaguirre” or his CRD “4835113” and review disclosures about legal or customer complaints, regulator actions, and compensation settlements.
- SEC’s EDGAR & Enforcement: Search for filings or enforcement actions under his name or “LPL Financial”.
- State Securities Regulators: Confirm his status and any disciplinary actions.
- Court Filings: Review local county and federal (PACER) court systems for civil complaints not disclosed in FINRA.
- News/Media: Search for stories on lawsuits, disciplinary actions, or settlements involving Mr. Izaguirre and LPL Financial.
Reviewing these records will clarify the extent and details of any customer complaint, whether it remains open, is settled, or concluded via arbitration or litigation. If investigation shows zero disclosures, that suggests no known complaints or regulatory actions filed.
Your Next Steps to Recover Investment Losses
If your account suffered unexpected losses or your experience mirrors the types of alleged misconduct described, you do not have to face this process alone. Our attorneys leverage our prior Wall Street defense insight to recover funds for individual investors. Here’s how you can proceed:
- Obtain your BrokerCheck report for Samuel Izaguirre (CRD #4835113).
- Contact us for a free review of your account and the facts of your situation. We will clarify whether you have grounds for a recovery claim and guide next steps with full confidentiality.
- Explore all available options for recovery – whether via negotiation or formal action through FINRA arbitration.
There are no upfront fees; we work on a “No recovery, no fee” basis. Take action now – call 1-888-885-7162 for a complimentary consultation with our experienced team.
Why Trust Our Firm?
- 98% success rate across hundreds of investor arbitrations and claims.
- Over 95 years’ combined experience in securities litigation – including against major brokerage firms.
- $520 million+ in securities matters handled for investors.
- Top 2% peer reviewed (Martindale-Hubbell AV Preeminent), Super Lawyers-designated, and 5.0-star reviews for client service.
We urge any investor with concerns about Samuel Izaguirre, LPL Financial, or investments purchased on their advice to consult with us immediately. Timely action is critical to maximizing your recovery prospects.
Your financial future deserves the protection, skill, and tenacity of a dedicated investor advocate. Let us help you recover what is rightfully yours.
Free Consultation: 1-888-885-7162
