Investment Lawsuit

Investment fraud is far too common as many investors blame themselves for losses and don’t know they can recover their investment losses.

 

royal alliance claim

Royal Alliance Fined After $3.8 Million Financial Advisor Theft

FINRA recently fined the Royal Alliance Associates, an independent broker-dealer, $400,000 for failing to properly supervise two of its brokers who independently stole 3.8 million from its clients. The brokers who found guilty of directing checks and wire transfers from their customers’ accounts two bank accounts belonging to companies they had created. In FINRA’s Letter […]

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Summit Healthcare REIT

Summit Healthcare REIT Declines 30%: Investors File Lawsuits “FINRA”

Summit Healthcare REIT has declined in value on secondary markets by over 30%. It is a non-traded real estate investment trust (REITs) that offers a broad spectrum of services for the buying, selling, leasing, and management of healthcare housing properties. Its shares have not been available for repurchase for many years now, and the company has

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Mark Barrand, Ameriprise Financial Advisor

Mark Barrand, Ameriprise Financial Advisor | Customer Dispute Filed

Financial Advisor Mark Barrand is currently registered with Ameriprise Financial Services, Inc. in Lone Tree, Colorado (since 2016). Mr. Barrand was previously registered with Cetera Advisors LLC in Highlands Ranch, CO. from 2004-2016.  Mr. Barrand currently discloses five customer disputes according to the Financial Industry Regulatory Authority (FINRA) Brokercheck disclosures on his record.  One of the customer

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