Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has formally opened an investigation into Roland Stadelmann (CRD #1920411), a financial advisor most recently associated with Latitude Advisors, LLC. If you are an investor with concerns about possible misrepresentation, unexpected losses, or hidden advisory fees linked to your investments, our attorneys are here to advocate for you. Leveraging our experience as former Wall Street defense lawyers, we understand financial firms’ practices inside and out, and we are committed to helping you recover funds lost to potential unfair dealing or disclosure issues.
Our firm is built on a foundation of insider knowledge and relentless advocacy. With a 98% success rate across hundreds of investor claims, a track record involving over $520 million in securities matters, and 95+ years of combined securities law experience, we have the experience and credentials to fight for your rights. Every case receives personal attention from our AV Preeminent (Top 2%) peer-reviewed and Super Lawyers-designated attorneys—all on a no recovery, no fee basis. 5.0-star client reviews underscore our commitment to excellence and results.
Why Our Investigation of Roland Stadelmann in Florida Matters to You
As an investor, transparency surrounding advisory fees and fair dealing is paramount. Issues in either area may mean your interests were not fully protected. Our investigation into Roland Stadelmann (CRD #1920411), located in Florida and formerly registered with Latitude Advisors, LLC, is driven by our commitment to investor protection and the importance of trust in the advisor-client relationship. Even the appearance of misrepresentation or fee-related disputes should prompt careful review and, if necessary, recovery actions on your behalf.
Who Is Roland Stadelmann? Background and Credentials
Name: Roland Stadelmann
CRD/CRM: 1920411
Most Recent Broker-Dealer: Latitude Advisors, LLC
Prior Firms: GWN Securities, Inc.; MassMutual
Licenses: Series 63 and Series 66
Stadelmann has been associated with several reputable firms throughout his career and has maintained a longstanding presence within the securities industry. To review his FINRA registration and background, view his BrokerCheck profile at: https://brokercheck.finra.org/individual/summary/1920411
Customer Complaints and Regulatory Disclosures: What Investors Should Know
Disclosure Category: Customer Complaints
Findings as of June 2024: 0 (None reported on BrokerCheck or public sources)
Disclosure Category: Regulatory Actions
Findings as of June 2024: 0 (No actions by FINRA, SEC, or states)
Disclosure Category: Lawsuits/Investigations
Findings as of June 2024: 0 (No public lawsuits or enforcement actions)
Disclosure Category: Public Media Coverage
Findings as of June 2024: 0 (No negative news coverage)
Official sources indicate that as of June 2024, Roland Stadelmann has maintained a clean regulatory record. This includes no customer complaints, no disciplinary actions by FINRA or the SEC, and no public lawsuits or regulatory investigations.
Historical Dispute: Advisory Fee Misrepresentation and Settlement
However, it is critical for investors to know that records reflect a settled customer dispute related to advisory fees:
On or around August 11, 2026, a client alleged that Roland Stadelmann misrepresented advisory fees, seeking $16,132 in damages.
The matter settled for the full requested amount. Stadelmann contributed $14,518 toward the settlement.
He stated the settlement was for business reasons and litigation avoidance, while maintaining that his conduct complied with all applicable regulations and was transparent with clients.
While a single disclosure—especially one resolved without formal findings—does not in itself constitute proof of wrongdoing, fee misrepresentation disputes can be significant red flags. They may signal potential lapses in transparency or conflicts of interest that could erode trust and impact your investment success.
Critical Investor Protections: FINRA Rules and Regulation Best Interest
FINRA Rule 2010 requires all member firms to uphold high standards of commercial honor and fair practice. FINRA Rule 2020 prohibits deceptive practices in any securities transaction. Combined, these rules form the bedrock of protecting your assets from abuses related to fees, disclosures, or misleading conduct.
Today, Regulation Best Interest (Reg BI) further reinforces these obligations. Broker-dealers and their agents must:
Disclose all material facts about recommendations, fees, and conflicts of interest
Act with reasonable diligence, care, and skill—placing your interest ahead of their own
Identify and mitigate conflicts that could incentivize unsuitable recommendations
Maintain compliance policies that safeguard your financial well-being
If you suspect your advisor has fallen short of these standards, prompt action is vital. Even settled disputes—regardless of the advisor’s statements—can signal risks to your recovery of lost funds or indicate practices that may place your interests behind theirs.
Should Investors with Roland Stadelmann Take Action?
If you worked with Roland Stadelmann at Latitude Advisors, LLC, or prior employers such as GWN Securities, Inc. or MassMutual, review your account activity with care. Was the cost structure unclear? Were fees explained transparently? Did you experience unexplained losses or recommendations inconsistent with your goals?
These situations often merit a deeper review by attorneys who possess insider knowledge of the securities industry. Our firm’s experience recovering losses for investors is built on a relentless commitment to pursuing all potential recovery options. Your financial security is too important to leave to chance.
How Our Firm Can Help Recover Your Losses
Our attorneys represent wronged investors nationwide in claims involving misrepresentation, excessive or hidden fees, breach of fiduciary duty, and other forms of investment fraud or misconduct. With a proven success rate, substantial experience, and a history in both defending and prosecuting securities cases, we are uniquely positioned to fight for your recovery.
If you suspect losses or have questions about your investments with Roland Stadelmann, act now to ensure your legal options are preserved. Our investigation remains ongoing, and confidential consultations are available at no cost and without obligation.
Contact us today for a free review by calling 1-888-885-7162. Our attorneys will analyze your history, answer your questions, and explain the avenues available to recover your funds. Remember, we operate on a No Recovery, No Fee basis—you pay nothing unless we recover for you.
Do not let uncertainties or previous disputes jeopardize your financial future. Let our experience, aggressive advocacy, and commitment guide you toward clarity and recovery.