Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has formally opened an investigation into Mohammed Karim (CRD# 4419277), a former financial advisor based in Lakeland, Florida, who was most recently registered with Truist Investment Services. Our firm’s action comes in response to a growing body of regulatory disclosures and alleged misconduct documented in official records. If you are a current or former investor client of Mr. Karim, we urge you to review the following findings and consider whether you may have grounds for pursuing recovery of your losses.
Why Our Investigation Matters
With 95+ years of combined securities law experience, a 98% success rate across hundreds of investor claims, and over $520 million in involved securities matters, our attorneys are uniquely positioned. As former Wall Street defense lawyers, we understand how brokerage firms defend these cases. Now, we use this insider knowledge to fight for individuals who need a true advocate—especially when facing alleged misconduct such as that involving Mr. Karim. We maintain a Top 2% peer-reviewed AV Preeminent rating and designation as Super Lawyers, with a no recovery, no fee commitment and 5.0-star client reviews.
Background: Who Is Mohammed Karim?
According to public regulatory records, Mohammed Karim was registered as a broker in Lakeland, Florida, with Truist Investment Services from 2021 to 2025. Before joining Truist, his registration history included:
- BB&T Securities
- Wamu Investments
- SunTrust-investor-losses/”>SunTrust-investor-losses/”>SunTrust Investment Services
- PNC-investor-losses/”>PNC-investor-losses/”>PNC Investments
- JJB Hilliard WL Lyons & Company
- Dreyfus Investment Services Company
He accumulated a decade of securities industry experience and passed five industry exams: SIE, Series 66, Series 63, Series 7, and Series 6. As of May 2026, he is no longer licensed as a broker.
Red Flags: FINRA Bar and Regulatory Disclosures
- FINRA Bar: Mr. Karim was barred from associating with any FINRA member firm in any capacity after refusing to comply with a regulatory investigation. Specifically, in May 2026, FINRA filed a Letter of Acceptance, Waiver, and Consent (No. 2025087042501) based on his refusal to provide requested testimony regarding his conduct while at Truist Investment Services. Violating FINRA Rule 8210 is considered a serious breach. View Mr. Karim’s BrokerCheck profile for official status and disclosures.
- Termination from Truist Investment Services: In August 2025, Mr. Karim was formally terminated after an internal review of his activities concerning an elderly couple who were clients. Key allegations disclosed include:
- Allegedly admitted to law enforcement that he used clients’ credit cards for personal expenses
- Possession of clients’ identification documents and potentially other sensitive items
- Potentially exerted undue influence to name himself as beneficiary on external accounts
- Criminal Charges: In July 2025, the Polk County, Florida prosecutor filed several charges against Mr. Karim, including:
- Scheme to Defraud
- Use of ID of Person Under 18 or Over 60
- Grand Theft
- Possession of Stolen Credit Card
- Fraudulent Use of Credit Cards
- Use of ID Without Consent
- Mr. Karim reportedly pleaded not guilty, and these legal matters remain pending as of this report.
How We Investigate: Commitment to Thoroughness and Investor Recovery
Our attorneys are pursuing a comprehensive sweep of all relevant filings and actions involving Mohammed Karim and Truist Investment Services across federal, state, and local court dockets. For new and prospective clients, we strongly recommend gathering the following details to help us tailor our review:
| Information Needed | Purpose |
|---|---|
| Office Location (City, State, or Branch Number) | Pinpoints regional regulatory filings and local court matters |
| Full Employment History & Dates | Ensures all periods of broker activity are reviewed |
| Aliases or Name Variations | Catches secondary filings or alternate registrations |
| Timeframe of Interest | Narrows search to relevant activity windows |
Even if you only have his name and CRD number (4419277), our investigation can be started quickly.
Nature of the Complaints: Specifics Against Mohammed Karim
Based on current public disclosures, investors have reason for concern over the following specific complaints and alleged misconduct by Mr. Karim during and prior to his time at Truist Investment Services in Lakeland, Florida:
- Misappropriation of Client Funds: Allegedly using clients’ credit cards for personal purchases
- Unauthorized Possession of Client Documents: Retaining and accessing clients’ sensitive identification materials
- Exertion of Undue Influence: Orchestrating changes to beneficiaries on accounts for personal gain
- Multiple Criminal Charges Filed: Including theft, fraud, and exploitation of vulnerable adults
- Non-Cooperation with FINRA: Refusal to submit to required testimony during a formal regulatory investigation, leading to his bar from the industry
These red flags are significant and may indicate broader concerns about suitability, oversight, and firm-level supervision failures. Even one such violation warrants immediate investor action; several together greatly amplify the potential for recoverable damages.
What Should Affected Investors Do Next?
If you invested funds through Mohammed Karim at Truist Investment Services, or any prior firm, you may have rights to pursue recovery. Our firm’s experience, record of results, and reputation for aggressive advocacy can help you navigate these complex matters. Many investors are unaware that time limits, including statutes of limitation, may apply to recovering their losses. Even if you have not yet suffered a realized loss, suspected misconduct involving your accounts or personal information requires immediate attention.
Contact Our Attorneys for a Free, Confidential Consultation
Our investigation is ongoing. If you believe you were impacted by Mohammed Karim’s actions while at Truist Investment Services or in Lakeland, Florida, call us now for a free and confidential consultation at 1-888-885-7162. Our attorneys will review your circumstances and outline your recovery options. Remember, we operate on a no recovery, no fee basis. If we do not recover funds for you, you pay nothing.
Put our unique insider perspective and national reputation to work for you. Your recovery matters, and we are ready to fight for every dollar you deserve.
