Former Merrill Edge Manager Mario L. Martinez Barred Amid Misappropriation Allegations
Haselkorn & Thibaut, a leading securities fraud law firm, is alerting investors about recent regulatory actions against a former financial
News Update
FINRA Bars Manuel Melendez (UBS) Accused of Borrowing $738K From Clients
The Financial Industry Regulatory Authority (FINRA) has taken serious action against a Manuel Melendez, a former UBS financial advisor. They
Examining GPB Capital’s $400M Payout Plan For Defrauded Investors
We want to share some good news for investors who lost money with GPB Capital Holdings. On April 9, 2025,
Marat Likhtenstein Barred By FINRA: Broker Faces Permanent Industry Ban
The financial industry has strict rules to protect investors from fraud. We’ve learned that Marat Likhtenstein barred from working in
Four Points Capital, Caastle’s Former CEO, Christine Hunsicker Investigated For Fraud
We’ve learned that Caastle faces serious fraud allegations amounting to $500 million. Anonymous sources from Axios broke the news that