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Did you suffer investment losses after working with Robert Steven Weissbein (Robert Weissbein) a broker and financial advisor registered with the Financial Industry Regulatory Authority (FINRA) through the Davie, Florida branch of First Allied Securities, Inc. (“First Allied”)? If so, we are Investment Fraud Lawyers who want to help you. We are now investigating potential complaints against Steven Weissbein.

Our law firm works with clients nationwide who have lost money due to the negligence and/or misconduct of brokers and financial advisors whom they had trusted to provide sound investment advice and to ethically and responsibly handle their accounts. We bring more than 40 years of combined legal experience to our clients as well as in-depth knowledge of the financial services industry. Our attorneys have backgrounds as licensed securities brokers and have previously served extensively as defense counsel for large Wall Street brokerage firms. 

Contact us today if you incurred investment losses after working with Mr. Weissbein or First Allied, we will review your potential claims in a free and confidential consultation.

Who Is Robert Weissbein?

You can find information about Steven Weissbein (CRD# 1089065) through two databases which are available online and accessible by the public – the FINRA Central Registration Depository (CRD) and Investment Adviser Registration Depository (IARD). Based on his FINRA BrokerCheck Report and his IARD Public Disclosure Report:

Mr. Weissbein has worked in the financial services industry since 1983. Over the course of his career, he has been registered with FINRA through several firms, at least one of which has been expelled by FINRA.  Since 2007, he has been registered with the following firms:

  • Newbridge Securities Corporation (2007-2013)
  • Capital Guardian, LLC– (2012-2014) – expelled by FINRA
  • First Allied Securities, Inc. (2014- Present)

Mr. Weissbein has been registered with First Allied in Davie, Florida since 2014.

FINRA Brokercheck records reflect three financial disclosures (in 2010, 2011 and 2013) and a customer dispute from 2017 that remains pending as of May 2019. 

What is the Customer Disputes Reported on Mr. Weissbein’s FINRA Brokercheck?

In June 2017, there appears on FINRA Brokercheck to be a customer dispute involving allegations of unsuitable investments, failure to disclose risks, breach of fiduciary duty, failure to supervise, breach of contract and misrepresentation.  Mr. Weissbein denied all allegations.

Mr. Weissbein appears to remain registered by First Allied in Davie, Florida.

How Can You Recover Investment Losses Involving Mr. Weissbein or First Allied?

If you suffered investment losses involving Mr. Weissbein, or First Allied, or if you suspect your accounts or investments were handled negligently or improperly, you may wish to seek legal advice and a no-cost review of your accounts or investments as soon as possible.  You may be entitled to a recovery of your losses in addition to other damages. You may also have the right to file a private, confidential FINRA complaint against any broker, or brokerage firm that failed to properly handle your investment account, or may have failed to adequately supervise your investment accounts, or Mr. Weissbein’s conduct as a broker and financial advisor.

The skilled securities arbitration and investment fraud lawyers of Haselkorn & Thibaut, P.A. have over 40 years of experience handling these types of matters and from their experience as former defense lawyers, they have an insider’s view of the legal and regulatory issues that can affect a case, and we understand how brokerage firms evaluate these matters. We can review your case and present you with a strategic plan to help you recover your investment losses as expeditiously as possible.

We serve clients nationwide. Contact us today for a free consultation and find out more about how we can assist you.