Scott Hume – Current Role at Moloney Securities Co., Inc. (Missouri)
Table of Contents
Professional Employment History
- IDS Life Insurance Company – Broker/Investment Advisor | 1997–1998
- A.G. Edwards & Sons – Broker/Investment Advisor | 1998–2007
- Date
Type
Allegation
Resolution2024-01-01
Customer Complaint
As a representative of Moloney Securities, recommended an unsuitable corporate bond investment and acted negligently
PendingThis complaint details allegations that Mr. Hume recommended a corporate bond investment that may not have been suitable and acted negligently as a representative of Moloney Securities. The complaint remains unresolved (pending) as of this report date.
Red Flags for Investors Considering Scott Hume at Moloney Securities
Active Customer Complaint: The most significant red flag is the existence of a still-pending, specific customer complaint concerning suitability and negligent conduct in 2024. Pending complaints deserve careful consideration, especially when they involve alleged failures in investor protection.
Due Diligence: Investors should always research a financial advisor’s regulatory history, including checking the official FINRA BrokerCheck record
for any additional disclosures or updates. - Ongoing Regulatory Review: The investigation by Haselkorn & Thibaut signals sufficient reason to review your investments and communications with Mr. Hume or his firm.
Why Investors Should Review Their Investments with Scott Hume
Empowering Investors: How to Respond
- Stay informed by routinely checking your investment accounts and advisor background.
- Document all interactions with your advisor, especially recommendations involving complex products or large transactions.
- Seek a second opinion if you notice discrepancies, losses, or discomfort with your portfolio or advisor’s recommendations.
If you believe you have suffered losses or if you simply want peace of mind, contact Haselkorn & Thibaut today at 1-888-885-7162 for a free, confidential consultation. No recovery, no fee. Protect your rights and get the legal support you deserve.

