Haselkorn & Thibaut has opened an investigation into James Thaddeus Walesa (CRD# 1061209), a previously registered broker who operated out of Park Ridge, Illinois with Arkadios Capital and Triad Advisors LLC. With 39 years in the securities industry and 20 disclosures on his record, including a $9.75 million settlement and pending FINRA regulatory action, investors […]
Haselkorn & Thibaut has opened an investigation into Jeffrey Lewis Eglow (CRD #1299960), a Boca Raton, FL-based financial advisor currently registered with Newbridge Securities Corporation. If you have concerns about your investments, now is the time to seek help. Haselkorn & Thibaut is a national investment fraud law firm with over 50 years of combined
Haselkorn & Thibaut has opened an investigation into Peter Lee Waldron, a registered broker and investment advisor at Wells Fargo Clearing Services, LLC and Wells Fargo Advisors in Irvine, California. Executive Overview With 21 years in the securities industry, Peter Lee Waldron (CRD# 4230510) brings a solid track record with major firms. However, recent events—including
Wells Fargo Adviser Peter Lee Waldron Under Investigation by Haselkorn & Thibaut Read More »
Haselkorn & Thibaut has initiated an investigation into Megurditch Mike Patatian (CRD# 4047060), a former financial advisor and broker previously registered with multiple firms in California and North Carolina, most recently with Supreme Alliance LLC. If you invested with Mike Patatian or Supreme Alliance LLC and have concerns about your portfolio, this is an important
Haselkorn & Thibaut has launched an investigation into former financial advisor Marizel Schiavetti (CRD# 4799389) and her employment at A.G.P. / Alliance Global Partners in Westport, CT. If you are a current or former client — or a family member of an investor — this is an important time to review the details and consider
Investigation Underway into Marizel Schiavetti at A.G.P. Alliance Global Partners Read More »