Investment Fraud Lawyers

Investment Fraud Lawyers is led by founding partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) of Haselkorn & Thibaut, P.A. Former Wall Street defense attorneys and previously licensed securities brokers, they now represent individual investors nationwide in FINRA arbitration and securities litigation. The firm focuses on investment fraud and securities cases involving broker misconduct, unsuitable recommendations, and fraudulent schemes, with an approximately 98% success rate across hundreds of matters and more than 95 years of combined securities law experience. From offices in Florida, New York, Arizona, Texas, and North Carolina, the firm typically handles investor cases on a contingency‑fee basis — there is no attorney’s fee unless a financial recovery is obtained.

Peter Kalmus of IBN Financial Services Faces Unsuitable Recommendation Allegations

Peter Kalmus, a broker associated with IBN Financial Services, Inc., is currently facing allegations of unsuitable recommendations and inadequate due diligence related to offerings presented by GPB Capital Holdings, LLC. The customer dispute, filed on January 31, 2024, is currently pending resolution and involves direct investment in DPP & LP interests. According to a recent […]

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Dispute Over LPL Financial Advisor David Ford’s Alleged Misrepresentation Denied

David Ford, a broker and investment advisor associated with LPL Financial LLC, has been named in a customer dispute alleging misrepresentation and unsuitability related to investments in real estate securities and business development companies (BDCs). The complaint, filed on January 31, 2024, was ultimately denied by the firm. Investment fraud and bad advice from financial

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John Darmanian of Western International Securities Faces Supervisory Failure Allegations

John Darmanian, a broker and investment advisor associated with Western International Securities, Inc., is currently facing allegations of supervisory failures, according to recent disclosures on his FINRA BrokerCheck record. The customer dispute, filed on January 31, 2024, is still pending resolution and involves allegations related to debt and corporate products. The details of the alleged

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SEC Final Judgment Against El Capitan Advisors: Details Revealed

El Capitan Advisors SEC Judgment means serious consequences for both a company and its leader. The Securities and Exchange Commission, or SEC, got final judgments against El Capitan Advisors Inc. and Andrew Daniel Nash on June 4, 2025 (SEC Complaint, Central District of California). These judgments came after Nash misappropriated $15.3 million from a client’s

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George Purdy of Cetera Investment Services Under Scrutiny for Failure to Execute Trades

George Purdy, a broker and investment advisor associated with Cetera Investment Services LLC, is currently under investigation by Haselkorn & Thibaut, a national investment fraud law firm. The firm is offering free consultations to clients who may have suffered losses due to Purdy’s alleged failure to execute trades in mutual funds. Investment fraud and bad

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