Stifel Must Pay Clients Over $14M In Structured Notes Case: FINRA Panel
Stifel Must Pay Clients Over $14M In Structured Notes Case: FINRA Panel Read More »
Jeffrey Scott of Geneos Wealth Management Faces Investor Dispute: Haselkorn & Thibaut Investigating
Jeffrey Scott, a broker and investment advisor associated with Geneos Wealth Management, Inc. (CRD 120894), is currently facing a serious customer dispute allegation. The client alleges that Scott made unsuitable recommendations for two direct investment purchases, specifically DPP & LP interests, while employed at Next Financial. This pending case, filed on March 11, 2024, has
Mutual Fund Misrepresentation Claims Against Joseph Tavano and J.P. Morgan Securities Under Investigation
Joseph Tavano, a broker and investment advisor associated with J.P. Morgan Securities LLC, is currently facing a serious customer dispute allegation. The complaint, filed on March 11, 2024, alleges misrepresentation regarding a mutual fund investment. This pending case has the potential to impact investors who have worked with Tavano or invested in similar products through
Hatteras Investment Partners Funds Loss Recovery Options
Hatteras Investment Partners Funds faced major losses in 2021. The company sold its assets to The Beneficient Company, causing investors to lose 95% of their money. This sale led to lawsuits and claims of wrongdoing. Hatteras, founded in 2003 in Raleigh, North Carolina, once managed $1.5 billion. By 2021, that amount dropped to $400 million.
Hatteras Investment Partners Funds Loss Recovery Options Read More »
