Investment Fraud Lawyers

Investment Fraud Lawyers is led by founding partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) of Haselkorn & Thibaut, P.A. Former Wall Street defense attorneys and previously licensed securities brokers, they now represent individual investors nationwide in FINRA arbitration and securities litigation. The firm focuses on investment fraud and securities cases involving broker misconduct, unsuitable recommendations, and fraudulent schemes, with an approximately 98% success rate across hundreds of matters and more than 95 years of combined securities law experience. From offices in Florida, New York, Arizona, Texas, and North Carolina, the firm typically handles investor cases on a contingency‑fee basis — there is no attorney’s fee unless a financial recovery is obtained.

Allegation Against Advisor Richard Waddell Shocks OSAIC Wealth Investors

In a recent development that has sent shockwaves through the investment community, a serious allegation has been made against Richard Waddell, a broker and investment advisor associated with OSAIC Wealth, Inc. (CRD 23131) in Georgia. According to the disclosure filed on March 11, 2024, a customer has alleged that Waddell engaged in unauthorized annuity transactions, […]

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FINRA Contact System (FCS)

The FINRA Contact System (FCS) is a vital tool for financial firms. It helps them stay compliant with industry rules. FCS is part of FINRA’s plan to make compliance easier through digital means. This system lets firms update and check their contact info quickly. It also offers new features while keeping some old ones. FCS

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Can you sue a mortgage company for emotional distress?

Suing a mortgage company for emotional distress is a complex legal matter. Many homeowners face unfair practices from lenders, causing stress and hardship. The Real Estate Settlement Procedures Act (RESPA) and Consumer Financial Protection Bureau (CFPB) offer ways to fight back. These laws protect borrowers from predatory lending and other harmful actions. Proving emotional distress

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Karen Clemens of The Investment Center Accused of Providing Incorrect Financial Advice

In a recent development that has sent shockwaves through the investment community, Karen Clemens, a financial professional associated with The Investment Center, Inc., has been accused of providing consistently incorrect advice to a client and causing undue delays in the transfer of the client’s accounts from AssetMark, a third-party money manager. The allegation, which spans

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