Allegations of financial malpractice are a serious matter, especially when they involve large sums of money and trusted financial advisors. Notably, a pending customer dispute has been lodged against a financial advisor, Andrew Kubicsko, and his company, RAYMOND JAMES & ASSOCIATES, INC. (CRD 705). The claimant alleges that Kubicsko recommended an unsuitable investment in the […]
Many families worry about their elderly loved ones being taken advantage of financially. Elder financial abuse is a crime that strips seniors of their resources and dignity. Our blog post will guide you through the different ways this abuse occurs and offer strategies for prevention and protection. Keep your elders safe by learning more with
Understanding the Various Types of Elderly Financial Abuse Read More »
The seriousness of an allegation cannot be understated, especially when it involves potential fraud in the financial industry. A case in point is the recent allegation against Shawn Good, a financial advisor previously associated with Morgan Stanley Smith Barney and Morgan Stanley (CRD 149777). The case is currently pending, with the claimant alleging fraud with
Investment management is a crucial aspect of financial planning. However, when financial advisors fail to fulfill their duties, it can lead to serious repercussions. A recent case has come to light where a client has claimed a failure to diversify out of a concentration position and lack of downside protection by their financial advisor, Susan
Investor Caution: Susan Moseley’s Case with Moseley Investment Management Revealed Read More »
The world of financial investments can often be a complex and challenging landscape to navigate. Even more so when trust is broken, and allegations of misconduct arise. Such is the case with a pending customer dispute involving Ashley Upson of PFS Investments Inc., a broker currently under investigation by Haselkorn & Thibaut, a national investment
Ashley Upson of PFS Investments Inc. Under Fraud Investigation! Read More »