Investment Fraud Lawyers, Author At Haselkorn & Thibaut, P.A.

Linan Abrego, Merrill Lynch Financial Advisor, Barred For Misappropriating Client Funds

According to the Financial Industry Regulatory Authority (FINRA) Brokercheck, former Merrill Lynch Financial Advisor, Linan Abrego was barred by FINRA for her failure to cooperate with securities regulators in not appearing for on-the-record testimony that was part of FINRA’s investigating allegations that she misappropriated client funds. Linan Abrego was discharged by Merrill Lynch in June […]

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3 Reasons For Investment Losses When The Market Climbing

Many investors are enjoying record high returns in their portfolio, however we have hearing from a number of investors whose portfolio’s are not only down, but lost money. In a lot of cases, this is just poor investment choices, but we have been receiving an increasing number of calls from investors that were unaware of

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GPB Capital Investigations Should Worry Investors

The SEC, FINRA, the state of Massachusetts, the FBI, and the New Jersey Bureau of Securities are all investigating GPB Capital Holdings. That is not all; it is also being investigated by the New York City Business Integrity Commission, which is responsible for monitoring the private trash industry. According to the company, it raises money

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NorthStar Healthcare – Income REIT Lawsuit Investigation

NorthStar Healthcare Income REIT, (NorthStar Healthcare) is a non-traded real estate investment trust (Non-Traded REIT). These are direct investment (“DI”) vehicles that are often opaque products that are difficult for many investors to understand. According to the SEC, non-traded REIT investments pose risks different than publicly-traded REITs. Some risks of non-traded REITs include a lack

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FINRA Arbitration: How to Recover an Investment Loss

Trying to recover losses with a FINRA arbitration can be overwhelming. Our law firm regularly handles large, complex, cases involving multiple and even tens of millions of dollars for clients. While many securities arbitration lawyers and law firms make it quite clear that they are not interested in speaking to investors with losses below $100,000,

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