Investment Fraud Lawyers

Investment Fraud Lawyers is led by founding partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) of Haselkorn & Thibaut, P.A. Former Wall Street defense attorneys and previously licensed securities brokers, they now represent individual investors nationwide in FINRA arbitration and securities litigation. The firm focuses on investment fraud and securities cases involving broker misconduct, unsuitable recommendations, and fraudulent schemes, with an approximately 98% success rate across hundreds of matters and more than 95 years of combined securities law experience. From offices in Florida, New York, Arizona, Texas, and North Carolina, the firm typically handles investor cases on a contingency‑fee basis — there is no attorney’s fee unless a financial recovery is obtained.

Investment Alert – Jim Forbis, Charles Howell, Scott Mass, Gary Stern, David Dill, William Biegel

Lincoln Investment Financial Advisor Jim Forbis discloses three customer disputes. Jimmy (Jim) Forbis is a Lincoln Investment financial advisor. ?Lincoln Investment has its main office in Fort Washington, PA., and Jim Forbis operated from a Lincoln Investment office located in Memphis, TN.  Jim Forbis has three disclosed customer disputes according to FINRA Brokercheck records, the […]

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Investment Alert 8/24/2018

Raymond James Financial Advisor, Jason Brienen, Terminated Jason Brienen was a Raymond James Financial Services, Inc. Advisor in Tallahassee, Florida who appears to have been terminated by Raymond James after allegations arose related to alleged rule violations and/or after requirements of a heightened supervision plan were not satisfied. See Financial Industry Regulatory Authority (FINRA) Brokercheck.

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Ameriprise Settles SEC Allegations

Investment Alert 8/22/2018

Ameriprise Settles SEC Allegations On 8/15/18, OnWallStreet reported that Ameriprise agreed to pay $4.5 million to settle Securities and Exchange Commission (SEC) charges. The SEC allegations charged that Ameriprise’s independent advisor platform included at one time five financial advisors who had stolen substantial monies from clients over a period of several years. There were alleged

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Investment Alert 7/27/2018

Cornelius Peterson a Former Boston Morgan Stanley Broker, Barred By the SEC On 7/18/18, Investment News reported that a former Morgan Stanley Financial Advisor who allegedly took $450,000 from clients was barred by the Securities and Exchange Commission (SEC). Cornelius Peterson was previously employed by Morgan Stanley in Boston, Massachusetts from 2011-2017. Peterson was terminated

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News Report – 6/22/18

Reef Securities and President, Paul Mauceli allegedly failed to notify investors in a timely manner of a right to rescission related to sales of an oil and gas drilling income fund limited partnership. Financial Industry Regulatory Authority (FINRA) entered an Acceptance Waiver and Consent without any admission or denial as to the underlying allegation. If

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