Tony Barouti, a broker with Emerson Equity LLC (CRD 130032) in California, is currently facing allegations of wrongful conduct, breach of fiduciary duty, constructive fraud, fraud by misrepresentation and omission, breach of written contract, and violations of state and federal securities laws, as well as FINRA Rules of Fair Practice and NYSE Rules. The customer […]
Haselkorn & Thibaut has opened an investigation into Stephen Hlibok, a Columbia, Maryland-based financial advisor registered with Merrill Lynch, following recent investor complaints. If you have concerns regarding your investments or accounts handled by Mr. Hlibok, this comprehensive review provides everything you need to know, including red flags, his complaint history, credentials, and your next
Haselkorn & Thibaut has launched an investigation into Stephen Hlibok, an experienced Merrill Lynch financial advisor based in Columbia, Maryland. With a career extending more than 38 years, Mr. Hlibok’s professional background and record are under review due to recent investor concerns. If you have questions about your accounts or investments handled by Stephen Hlibok,
Haselkorn & Thibaut Examines Complaints Involving Merrill Lynch Advisor Stephen Hlibok Read More »
In a recent development, Hagop Nalbandian, a broker associated with Western International Securities, Inc. (CRD 39262) in California, has been accused of misrepresenting investments to a client. The customer dispute, filed on January 3, 2024, is currently pending resolution and involves allegations of misrepresentation related to debt and corporate investments. The client has requested damages
A federal judge who managed the bankruptcy proceedings for GWG Holdings no longer oversees the case. This change came after concerns about judicial conduct and legal administration surfaced. The removal of a sitting judge is a rare step in court cases like these. We see this as an important event in the ongoing GWG bankruptcy
Federal Judge Removed From GWG Case Amid Scandal Fallout Read More »