Haselkorn & Thibaut has opened an investigation into financial advisors and broker-dealers recommending the Easterly ROCMuni High Income Municipal Bond Fund to retail clients. Investors across the United States have experienced substantial losses after holding this fund, prompting serious questions about the suitability and disclosure standards followed by investment professionals. If you have suffered losses, […]

Haselkorn & Thibaut has opened an investigation into financial advisor Chong Zhang (CRD# 6444001), currently registered with Ameriprise Financial Services in Rancho Cucamonga, California. If you are an investor with concerns about your accounts or have experienced losses, this report provides important information about the advisor’s regulatory background, complaint history, and guidance on next steps.

Haselkorn & Thibaut, a national investor advocacy law firm with over 95 years of experience, has initiated an independent investigation into financial advisor Chris Rogers (CRD# 4453653) of Emerson Equity in Englewood, Colorado. If you have concerns about your investments with Chris Rogers or have questions regarding your legal rights, we encourage you to reach