Key Takeaway: Regulation Best Interest (Reg BI) requires broker-dealers to act in your best interest when recommending securities — but it is not the same as a fiduciary duty. Understanding what Reg BI covers, where it falls short, and how to use violations in FINRA arbitration may help you protect your investments and recover losses. […]

Key Takeaway: Elder financial abuse by financial advisors costs American seniors more than $28.3 billion annually. If you or a loved one has been exploited by a financial advisor, you may have legal options through FINRA arbitration, state protective services, and criminal referrals to recover your losses. Elder financial abuse by trusted advisors is one

Variable Annuity Fraud: Trapped in High-Fee Products Table of Contents Toggle Variable Annuity Fraud: Trapped in High-Fee Products What Are Variable Annuities and How Do They Work? The Commission Problem: Why Brokers Love Selling Variable Annuities How Much Brokers Earn The Conflict of Interest Hidden Fees: The Real Cost of Variable Annuities The Fee Breakdown

Non-Traded REITs: 10 Risks Your Broker May Not Disclose Table of Contents Toggle Non-Traded REITs: 10 Risks Your Broker May Not Disclose What Are Non-Traded REITs? Risk #1: Illiquidity — Your Money Is Trapped Risk #2: High Fees That Eat Your Returns Risk #3: Lack of Transparency Risk #4: Inflated Valuations Risk #5: Distribution Cuts

GPB Capital Update 2026: Investor Recovery Options Table of Contents Toggle GPB Capital Update 2026: Investor Recovery Options Background: The GPB Capital Fraud The Commuted Sentence: David Gentile’s Presidential Clemency What Commutation Means — and Doesn’t Mean The Ongoing Civil and Regulatory Fallout Current Status of GPB Funds and Investor Losses Fund Value Collapse Distribution