Concorde Investment Services LLC, Valeo Groupe Americas, and Epoch Huntsville DST: Investor Concerns

Haselkorn & Thibaut Investigates Potential Investor Claims Involving Concorde Investment Services and Valeo Groupe Americas DST Investments Haselkorn & Thibaut is reviewing potential investor claims involving Concorde Investment Services LLC and investments issued or sponsored by Valeo Groupe Americas, including Epoch Huntsville DST, a Delaware Statutory Trust investment marketed to 1031 exchange investors. Epoch Huntsville […]

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FINRA Bars Former J.P. Morgan Securities Representative William Slattery Following Series 66 Examination Misconduct

The Financial Industry Regulatory Authority (FINRA) has barred William Slattery (CRD No. 7739278) from associating with any FINRA member firm in any capacity. The sanction arose from findings related to Slattery’s conduct while taking the Series 66 qualification examination. FINRA accepted a Letter of Acceptance, Waiver, and Consent—AWC No. 2024083148501—on February 27, 2025. Slattery accepted

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Financial Advisor Lost My Money

FINRA Bars Alan Ngo of PFS Investments Amid Selling Away Investigation

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has opened an independent investigation into the activities of Alan K. Ngo (CRD #4273116), a former financial advisor in Jackson, New Jersey, who was registered with PFS Investments, an affiliate of Primerica. Our attorneys are leveraging their insider knowledge as former Wall Street defense lawyers to

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Financial Advisor Lost My Money

FINRA Bars Mohammed Anayet Karim of Truist Investment Services Amid Investor Review

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has initiated an independent investigation into Mohammed Anayet Karim (CRD #4419277), a former registered representative with Truist Investment Services in Davenport, Florida. Our attorneys have received inquiries from concerned investors and are actively reviewing the available evidence and reported regulatory actions involving Mr. Karim. If you

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Financial Advisor Lost My Money

Haselkorn & Thibaut Investigates Brokerage Firms Over Ashley Madison Pig Butchering Scam Losses

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has opened a comprehensive investigation into advisors and brokerage firms that may have failed victims of so-called “pig butchering” scams, especially those perpetrated through platforms like Ashley Madison. With our clients’ recovery always at the forefront, we’ve leveraged our former Wall Street defense insider knowledge and

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