Financial Advisor Lost My Money

Investigation Opens into Paul Carnahan of GWN Securities Birmingham Michigan

Paul Michael Carnahan – GWN Securities Inc. (Birmingham, MI): Investor Investigation & Review Haselkorn & Thibaut, a national investment fraud law firm, has opened an independent investigation into Paul Michael Carnahan, a financial advisor registered with GWN Securities Inc. (CRD: 5586975) in Birmingham, Michigan. If you worked with Mr. Carnahan, we encourage you to understand […]

Investigation Opens into Paul Carnahan of GWN Securities Birmingham Michigan Read More »

Marvin Strozier of Dempsey Lord Smith Accused of Forging Client Signature on Annuity Application

Marvin Strozier, a broker and investment advisor associated with Dempsey Lord Smith, LLC, has been accused of forging a client’s signature on a variable annuity application, according to a recent disclosure on his FINRA BrokerCheck report. The customer dispute, filed on January 7, 2024, alleges that Strozier submitted the application without the client’s consent or

Marvin Strozier of Dempsey Lord Smith Accused of Forging Client Signature on Annuity Application Read More »

Financial Advisor Lost My Money

Wells Fargo’s Tomer Mizrahi Under Investigation Following Morgan Stanley Exit

Haselkorn & Thibaut Opens Investigation into Tomer Mizrahi of Wells Fargo Advisors Following Morgan Stanley Resignation Haselkorn & Thibaut, a national securities fraud law firm with over 95 years of experience, has opened an investigation into financial advisor Tomer Mizrahi, currently registered with Wells Fargo Advisors in Hackensack, New Jersey. This investigation follows concerning disclosures

Wells Fargo’s Tomer Mizrahi Under Investigation Following Morgan Stanley Exit Read More »

Ryan Leisle of NYLIFE Securities Under Investigation by Haselkorn & Thibaut for Annuity Misconduct

Ryan Leisle, a broker associated with NYLIFE Securities LLC, is currently under investigation by Haselkorn & Thibaut, a national investment fraud law firm, following allegations of variable annuity misconduct. The firm, with offices in Florida, New York, North Carolina, Arizona, and Texas, is offering free consultations to clients who may have suffered losses due to

Ryan Leisle of NYLIFE Securities Under Investigation by Haselkorn & Thibaut for Annuity Misconduct Read More »

Scroll to Top